Clarke, Jason (2026) The Awareness-First Theory: A Coherence Principle Underlying Active Inference and Physical Law. Entropy, 28 (3). p. 306.

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Abstract

he Free Energy Principle (FEP) and Active Inference provide a unifying variational framework for modelling perception, action, learning, and self-organisation across biological systems. While highly successful at explaining how systems maintain organisation under uncertainty, these frameworks remain explicitly neutral with respect to a foundational question: why there is experience at all. This paper argues that this limitation reflects not an empirical gap but a misplaced starting point. The Awareness-First Theory (AFT) inverts the usual explanatory order by beginning from the givenness of awareness itself and asking what must be the case for any world to appear coherently. This requirement is formalised as a Coherence Principle, expressed as a variational stationarity condition, ��=0
, which specifies the invariance of coherent awareness across changing appearances. I argue that familiar variational principles-most notably free-energy minimisation (��=0
) and stationary-action physics (��=0
)-can be understood as restricted projections of this parent constraint under specific abstractions. Active Inference therefore does not generate awareness but describes how locally bounded systems maintain coherence within awareness under uncertainty. Making this projection structure explicit dissolves the explanatory gap between physical process and phenomenal presence, revealing the gap itself as a category error. Although the Coherence Principle itself is transcendental rather than empirical, the AFT generates testable consequences at the level of its projections, including predicted dissociations between inferential optimisation and phenomenological coherence in dreaming, altered states, meditation, and psychopathology.

Item Type:	Article
Identifier:	10.3390/e28030306
Keywords:	active inference; free energy principle; phenomenal consciousness; variational principles; transcendental conditions
Subjects:	Psychology
Date Deposited:	09 Mar 2026
URI:	https://repository.uwl.ac.uk/id/eprint/14715

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